Job Summary:
Our client is seeking a Compliance Analyst to join their Surveillance Compliance Department. The ideal candidate will play a major role in assisting the firm with trade surveillance, compliance reporting, technology enhancement, and additional ad-hoc projects.
  
Key Responsibilities:

• Monitor and interpret regulations and guidelines issued by regulatory bodies such as the SEC, CFTC, and FINRA.
• Ensure the hedge fund's activities comply with all relevant laws and regulations.
• Assist in the development and implementation of compliance policies and procedures.
• Conduct ongoing monitoring and surveillance of trading activities to detect and report any suspicious or non-compliant behavior.
• Use compliance software tools to analyze data and generate reports.
• Prepare and maintain detailed documentation of compliance activities, findings, and corrective actions.

Qualifications

• Bachelor’s degree in Finance, Law, Business Administration, or a related field.
• Advanced education is preferred. 
• Minimum of 1-3 years of experience in a compliance role within the financial services industry, preferably within a hedge fund or asset management firm.

The salary range is between $95,000-$115,000 depending on experience.
  
For more information, please reach out to Josh Delgado at Joshua.Delgado@trevosepartners.com