The ideal candidate will have a dynamic mindset, experience with broader compliance background but ability to get stuck into AML/KYC.

Outline of key responsibilities but not limited to:

• Serving as a key liaison for business-related conduct compliance matters, overseeing relevant platforms, and conducting employee training.
• Coordinating and compiling management information for internal use.
• Contributing to the administration of the Compliance Monitoring Programme.
• Keeping abreast of regulatory developments to anticipate their impact on the client.
• Handle KYC documentation and reviews, including managing AML platforms and program.
• Conducting thorough AML and sanctions due diligence reviews.
• Engaging with external entities such as counterparties, regulators, exchanges, and service providers.

Key Requirements:

• 4 + years of compliance experience within a UK regulated firm.
• Essential prior experience with AML/KYC review and documentation, including proficiency in administering AML platforms and managing the BAU KYC program.
• Strong familiarity with UK and EU regulatory frameworks, especially global sanctions regimes.
• Experience administering a Compliance Monitoring Programme, including conducting reviews and compiling management information.
• Competent in overseeing employee personal account dealings, gifts, entertainment, and conflict of interest matters.
• Capable of providing effective regulatory and compliance training to business personnel.

Please reach out to Hannah Butt to discuss further.