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New York United States

Compliance Associate

Date added

12 April 2024

Job sector

Asset & Wealth Management

Job type

Permanent / Full Time

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A boutique Hedge Fund is looking bring on a compliance associate in their Connecticut office.

A Global Macro Hedge Fund is looking to bring on a Compliance Associate in their Connecticut office.

Responsibilities: 

  • Assist with MFA Self Exam and SEC Annual Review
  • Trade compliance monitoring
  • Monitoring employee certifications and trade reviews
  • Implementing policy updates
  • Managing task deadlines 
Requirements:
  • Bachelors Degree
  • 2-3 years of regulatory compliance
  • Understanding of CFTC and SEC regulatory framework
If interested feel free to reach out 
E. Nancy.Ruf@trevosepartners.com

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