A Global Macro Hedge Fund is looking to bring on a Compliance Associate in their Connecticut office.
Responsibilities:
- Assist with MFA Self Exam and SEC Annual Review
- Trade compliance monitoring
- Monitoring employee certifications and trade reviews
- Implementing policy updates
- Managing task deadlines
Requirements:
- Bachelors Degree
- 2-3 years of regulatory compliance
- Understanding of CFTC and SEC regulatory framework
If interested feel free to reach out
E. Nancy.Ruf@trevosepartners.com